Forms and Policies
Modified on: Wed, 27 Jul, 2022 at 3:17 PM
| Do's and DON’T's : Document detailing Do's and Don'ts' for trading on exchange, for the education of the investors. |
| Rights and Obligations : Document stating the Rights & Obligations of stock broker / trading member and client for trading on exchanges. |
| Risk Disclosure Documents : Document detailing risks associated with dealing in the securities market |
| Internet and Wireless based trading disclosure : Document stating additional rights & obligations of Trading member and clients in case of internet / wireless technology-based trading |
| Internal Control Policy : The document covers our policy on Order quantity, Order Value limits, Illiquid Contracts, Dormant Accounts, Account closure, etc |
| Risk Management Policy : This document covers our policy on Margin Shortfall, MTM, CUSA and MIS square off. |
| Margin and Settlement Policy : This document covers our policy on Margin requirements for SPAN/ Additional Margin, VAR, ASM and GSM |
| PMLA Policy : This document covers the various measures taken by us for preventing any money laundering financial transaction through us and also to identify, monitor, report any such transaction to appropriate authorities. |
Policies and Procedures - Commodity Segment
MCX Do's and DON’T's : Document detailing Dos' and Don'ts' for trading on exchange, for the education of the investors. |
MCX Rights and Obligations : Document stating the Rights & Obligations of stock broker / trading member and client for trading on exchanges. |
MCX Risk Disclosure Documents : Document detailing risks associated with dealing in the commodities market |
Internet and Wireless based trading disclosure : Document stating additional rights & obligations of Trading member and clients in case of internet / wireless technology-based trading |
Additional Risk Disclosure- Options Trading : This document covers the risks involved in Options Trading. |
MCX Option Settlement and Devolvement : This document explains what is development and measures taken by our RMS in this regard. |
| PART - B (MANDATORY DOCUMENTS) - Rights & Obligations - Depository |
ACCOUNT OPENING FORM
Non Individual (Corporate , HUF, Partnership) |
