Document

Forms and Policies

Modified on: Mon, 26 Sep, 2022 at 3:24 PM

Please check the links below for the following mandatory disclosures and policy documents. By proceeding to open/operating the/your account it is understood that you have carefully read / understood these documents and agree to be bound by the same. The below mandatory disclosures and Navia's T&C are likely to change from time to time and you are requested to refer to the below links for the latest versions: 


Policies and Procedures - Equity Segment (NSE AND BSE) 


Do's and DON’T's : Document detailing Do's and Don'ts' for trading on exchange, for the education of the investors. 
Rights and Obligations : Document stating the Rights & Obligations of stock broker / trading member and client for trading on exchanges.
Risk Disclosure Documents : Document detailing risks associated with dealing in the securities market 
Internet and Wireless based trading disclosure : Document stating additional rights & obligations of Trading member and clients  in case of internet / wireless technology-based trading
Internal Control Policy : The document covers our policy on Order quantity, Order Value limits,  Illiquid Contracts, Dormant Accounts,  Account closure, etc 
Risk Management Policy : This document covers our policy on Margin Shortfall, MTM, CUSA and MIS square off. 
Margin and Settlement Policy : This document covers our policy on Margin requirements for  SPAN/ Additional Margin, VAR, ASM and GSM
PMLA Policy : This document covers the various measures taken by us for preventing any money laundering financial transaction through us and also to identify, monitor, report any such transaction to appropriate authorities. 


Policies and Procedures - Commodity  Segment 

 

MCX  Do's and DON’T's : Document detailing Dos'  and Don'ts'  for trading on exchange, for the education of the investors. 

MCX Rights and Obligations : Document stating the Rights & Obligations of stock broker / trading member and client for trading on exchanges.

MCX Risk Disclosure Documents : Document detailing risks associated with dealing in the commodities market 

Internet and Wireless based trading disclosure : Document stating additional rights & obligations of Trading member and clients  in case of internet / wireless technology-based trading

Additional Risk Disclosure- Options Trading : This document covers the risks involved in Options Trading. 

MCX Option Settlement and Devolvement : This document explains what is development and measures taken by our RMS in this regard.

 

Depository 


PART - B (MANDATORY DOCUMENTS) - Rights & Obligations - Depository


ACCOUNT OPENING FORM


Resident Individual  (RI)


Non Resident Individual (NRI


Non Individual (Corporate , HUF, Partnership)




Did you find it helpful? Yes No

Can you please tell us how we can improve this article?
  Open Account   Open Account   Call   Whatsapp  Whatsapp

Scan To Download Rocket Mobile App

Scan To Download RocketPlus Mobile App

Scan To Download Mutual Fund App

Scan To Download Rocket Mobile App

Scan To Download RocketPlus Mobile App

Mobile Number

+91